Nelson Charles P 4

4 · Voya Financial, Inc. · Filed Feb 23, 2023

Form 4

Period: 2023-02-20

CEO, Retirement

Transactions

Tax Payment
Common Stock
2023-02-20$74.44/sh−9,955$741,050→ 190,723 total
Tax Payment
Common Stock
2023-02-22$73.34/sh−2,117$155,261→ 203,024 total
Exercise/Conversion
Common Stock
2023-02-20+5,981→ 196,704 total
Tax Payment
Common Stock
2023-02-20$74.44/sh−2,335$173,817→ 194,369 total
Exercise/Conversion
Common Stock
2023-02-21+8,024→ 202,393 total
Exercise/Conversion
Common Stock
2023-02-20+21,479→ 200,678 total
Exercise/Conversion
Performance Stock Unit
2023-02-20−21,479→ 63,066 total
→ Common Stock (21,479 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-20−5,981→ 49,954 total
→ Common Stock (5,981 underlying)
Tax Payment
Common Stock
2023-02-21$74.44/sh−2,971$221,161→ 199,422 total
Exercise/Conversion
Common Stock
2023-02-22+5,719→ 205,141 total
Exercise/Conversion
Restricted Stock Units
2023-02-21−8,024→ 41,930 total
→ Common Stock (8,024 underlying)
Exercise/Conversion
Restricted Stock Units
2023-02-22−5,719→ 36,211 total
→ Common Stock (5,719 underlying)

Holdings

Deferred Savings Plan Issuer Stock Units
→ Common Stock (5,279.934 underlying)
5,279.934
Performance-Based Stock Options
→ Common Stock (182,374 underlying)
182,374

Footnotes (5)

[F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
[F2]The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
[F3]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
[F4]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
[F5]The options vest based on the conditions set forth in their respective agreements.

Documents

2 files