4//SEC Filing
MARTIN RODNEY O JR 4
Accession 0001127602-23-006957
CIK 0001535929other
Filed
Feb 23, 7:00 PM ET
Accepted
Feb 24, 8:54 AM ET
Size
46.7 KB
Accession
0001127602-23-006957
Insider Transaction Report
Form 4
MARTIN RODNEY O JR
DirectorChairman and CEO
Transactions
- Exercise/Conversion
Common Stock
2023-02-20+72,416→ 293,298 total - Tax Payment
Common Stock
2023-02-20$74.44/sh−36,970$2,752,047→ 256,328 total - Tax Payment
Common Stock
2023-02-22$73.34/sh−8,266$606,228→ 298,982 total - Exercise/Conversion
Common Stock
2023-02-22+2,287→ 301,269 total - Exercise/Conversion
Restricted Stock Units
2023-02-20−19,895→ 119,987 total→ Common Stock (19,895 underlying) - Exercise/Conversion
Common Stock
2023-02-20+19,895→ 276,223 total - Exercise/Conversion
Common Stock
2023-02-21+26,481→ 294,706 total - Exercise/Conversion
Common Stock
2023-02-22+22,340→ 307,248 total - Tax Payment
Common Stock
2023-02-20$74.44/sh−7,998$595,371→ 268,225 total - Tax Payment
Common Stock
2023-02-21$74.44/sh−9,798$729,363→ 284,908 total - Tax Payment
Common Stock
2023-02-22$73.34/sh−2,287$167,729→ 298,982 total - Sale
Common Stock
2023-02-22$73.52/sh−4,600$338,169→ 294,382 total - Sale
Common Stock
2023-02-23$74.00/sh−38,812$2,872,088→ 189,396 total - Exercise/Conversion
Performance Stock Unit
2023-02-20−72,416→ 202,989 total→ Common Stock (72,416 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-21−26,481→ 93,506 total→ Common Stock (26,481 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−22,340→ 71,166 total→ Common Stock (22,340 underlying) - Award
Performance Stock Unit
2023-02-22+74,897→ 277,886 total→ Common Stock (74,897 underlying) - Award
Restricted Stock Units
2023-02-22+61,296→ 132,462 total→ Common Stock (61,296 underlying) - Exercise/Conversion
Restricted Stock Units
2023-02-22−2,287→ 130,175 total→ Common Stock (2,287 underlying) - Sale
Common Stock
2023-02-22$74.17/sh−6,588$488,610→ 287,794 total - Sale
Common Stock
2023-02-22$73.53/sh−59,586$4,381,281→ 228,208 total - Sale
Common Stock
2023-02-23$73.53/sh−1$74→ 189,395 total
Holdings
- 6,547.483(indirect: By 401(k))
Common Stock
- 158,900
Performance-Based Stock Options
→ Common Stock (158,900 underlying) - 7,963.561
Deferred Savings Plan Issuer Stock Units
→ Common Stock (7,963.561 underlying)
Footnotes (15)
- [F1]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
- [F10]The stock units will vest based on their respective award agreements.
- [F11]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 17, 2026) can range from 0% to 150% of the number presented above.
- [F12]Each stock unit represents a conditional right to receive one share of the company's common stock.
- [F13]1/3 of the restricted stock units will vest on February 20, 2024, 1/3 on February 18, 2025 and 1/3 on February 17, 2026.
- [F14]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
- [F15]The options vest based on the conditions set forth in their respective agreements.
- [F2]FICA tax withholding on the grant of restricted stock units.
- [F3]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
- [F4]This transaction was executed in multiple trades at prices ranging from $74.00 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a securityholder of the company, full information regarding the shares sold at each separate price.
- [F5]This transaction was executed in multiple trades at prices ranging from $73.02 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- [F6]This transaction was executed in multiple trades at prices ranging from $72.97 to $74.45. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
- [F7]Includes automatic semi-monthly contributions to the reporting person's 401(k).
- [F8]The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
- [F9]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001236604
Filing Metadata
- Form type
- 4
- Filed
- Feb 23, 7:00 PM ET
- Accepted
- Feb 24, 8:54 AM ET
- Size
- 46.7 KB