Home/Filings/4/0001127602-23-007298
4//SEC Filing

Da Santos Bernerd 4

Accession 0001127602-23-007298

CIK 0000874761other

Filed

Feb 26, 7:00 PM ET

Accepted

Feb 27, 4:16 PM ET

Size

11.1 KB

Accession

0001127602-23-007298

Insider Transaction Report

Form 4
Period: 2023-02-24
Da Santos Bernerd
EVP and President, Renewables
Transactions
  • Award

    Common Stock

    2023-02-24$25.32/sh+32,453$821,710265,134 total
  • Tax Payment

    Common Stock

    2023-02-24$25.32/sh14,637$370,609250,497 total
  • Tax Payment

    Common Stock

    2023-02-24$25.32/sh2,291$58,008248,206 total
  • Award

    Common Stock

    2023-02-24$25.32/sh+12,819$324,577261,025 total
Holdings
  • Common Stock - 401(k)

    (indirect: By 401(k))
    29,135
Footnotes (5)
  • [F1]This Performance Stock Unit ("PSU") award was granted on February 21, 2020 pursuant to The AES Corporation 2003 Long Term Compensation Plan. After the prescribed three year vesting period, the AES Board of Directors approved the performance value for the grant on February 24, 2023. Each earned PSU entitles the holder to one share of AES Common Stock.
  • [F2]Reflects tax withholding in connection with the vesting and settlement of PSUs granted on February 21, 2020.
  • [F3]Reflects tax withholding in connection with the vesting and settlement of one-third of the Restricted Stock Units granted February 24, 2022.
  • [F4]This Restricted Stock Unit ("RSU") award was granted pursuant to The AES Corporation 2003 Long Term Compensation Plan and will generally vest in three annual installments, subject to the terms and conditions of the award. One-third of the RSUs will vest based on the reporting person's continued employment with AES or a subsidiary on each of February 24, 2024 and February 24, 2025. The final third of the RSUs will vest on February 24, 2026 subject to the reporting person's continued employment with AES or a subsidiary on such date and based, in part, on AES' achievement of certain environmental and social goals. Each RSU entitles the holder to one share of AES Common Stock.
  • [F5]Since the last Form 4 filing on February 22, 2023, the reporting person acquired no additional shares of AES Common Stock pursuant to The AES Corporation Retirement Savings Plan. This information is based on a plan statement dated February 27, 2023.

Issuer

AES CORP

CIK 0000874761

Entity typeother

Related Parties

1
  • filerCIK 0001626763

Filing Metadata

Form type
4
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 4:16 PM ET
Size
11.1 KB