Kay Valerie 4

4 · LendingClub Corp · Filed Feb 28, 2023

Form 4

Period: 2023-02-25

Chief Capital Officer

Transactions

Exercise/Conversion
Common Stock
2023-02-25+4,493→ 176,990 total
Exercise/Conversion
Common Stock
2023-02-25+18,030→ 201,318 total
Exercise/Conversion
Common Stock
2023-02-25+4,279→ 211,084 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-02-25−4,493→ 0 total
Exercise: $0.00→ Common Stock (4,493 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-02-25−18,030→ 0 total
Exercise: $0.00→ Common Stock (18,030 underlying)
Exercise/Conversion
Common Stock
2023-02-25+6,298→ 183,288 total
Exercise/Conversion
Common Stock
2023-02-25+5,487→ 206,805 total
Tax Payment
Common Stock
2023-02-25$9.61/sh−21,953$210,968→ 189,131 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-02-25−6,298→ 25,192 total
Exercise: $0.00→ Common Stock (6,298 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-02-25−5,487→ 21,949 total
Exercise: $0.00→ Common Stock (5,487 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-02-25−4,279→ 34,234 total
Exercise: $0.00→ Common Stock (4,279 underlying)

Footnotes (8)

[F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
[F2]Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
[F3]The RSUs vested as to 6.25% of the total shares on May 25, 2019, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F4]Not applicable.
[F5]The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F6]The RSUs vested as to 25% of the total shares on May 25, 2022, with an additional 25% of the total shares vesting quarterly thereafter, subject to continuous service through each vesting date.
[F7]The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F8]The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Documents

1 file