Home/Filings/4/0001127602-23-009283
4//SEC Filing

MARTIN RODNEY O JR 4

Accession 0001127602-23-009283

CIK 0001535929other

Filed

Mar 6, 7:00 PM ET

Accepted

Mar 7, 4:14 PM ET

Size

11.6 KB

Accession

0001127602-23-009283

Insider Transaction Report

Form 4
Period: 2023-03-06
MARTIN RODNEY O JR
DirectorChairman and CEO
Transactions
  • Sale

    Common Stock

    2023-03-06$75.24/sh39,724$2,988,842149,671 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    6,596.543
  • Deferred Savings Plan Issuer Stock Units

    Common Stock (7,963.561 underlying)
    7,963.561
  • Performance Stock Unit

    Common Stock (277,886 underlying)
    277,886
  • Performance-Based Stock Options

    Common Stock (158,900 underlying)
    158,900
  • Restricted Stock Units

    Common Stock (130,175 underlying)
    130,175
Footnotes (7)
  • [F1]The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 6, 2022.
  • [F2]This transaction was executed in multiple trades at prices ranging from $74.15 to $75.94. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
  • [F3]Includes automatic semi-monthly contributions to the reporting person's 401(k).
  • [F4]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
  • [F5]The performance stock units were awarded as compensation and convert to common stock based on the achievement of certain performance factors.
  • [F6]The options vest based on the conditions set forth in their respective agreements.
  • [F7]The restricted stock units were awarded as compensation and convert to common stock on a 1 to 1 basis upon the vesting date.

Issuer

Voya Financial, Inc.

CIK 0001535929

Entity typeother

Related Parties

1
  • filerCIK 0001236604

Filing Metadata

Form type
4
Filed
Mar 6, 7:00 PM ET
Accepted
Mar 7, 4:14 PM ET
Size
11.6 KB