Home/Filings/4/0001127602-23-011200
4//SEC Filing

Kavanagh Terence Michael 4

Accession 0001127602-23-011200

CIK 0001072627other

Filed

Mar 22, 8:00 PM ET

Accepted

Mar 23, 4:45 PM ET

Size

10.2 KB

Accession

0001127602-23-011200

Insider Transaction Report

Form 4
Period: 2023-03-21
Transactions
  • Conversion

    Class A convertible preferred share, series 1

    2023-03-2113,1430 total(indirect: By Oakmont Capital Inc.)
    Exercise: $0.00From: 2014-02-03Exp: 2023-03-22Common Stock (82,143.75 underlying)
  • Conversion

    Common Stock

    2023-03-21+82,1442,113,301 total(indirect: By Oakmont Capital Inc.)
Holdings
  • Common Stock

    (indirect: By E.J.K. Holdings, Inc.)
    6,000
  • Common Stock

    1,750
  • Common Stock

    (indirect: By Retirement Plan)
    26,875
  • Common Stock

    (indirect: By Trust)
    125
Footnotes (2)
  • [F1]The Class A Preferred Stock ("Preferred Stock") was convertible at a rate of one (1) share of Preferred Stock for six and 25/100th shares of Common Stock: Oakmont Capital Inc. converted 13,143 shares of Preferred Stock into 82,144 shares of Common Stock (rounded to the next whole share).
  • [F2]The reporting person's previous Form 4 filings incorrectly listed the number of securities beneficially owned due to an administrative error which has been corrected in calculating the number of securities beneficially owned following the transaction reported herein.

Issuer

KINGSWAY FINANCIAL SERVICES INC

CIK 0001072627

Entity typeother

Related Parties

1
  • filerCIK 0001538185

Filing Metadata

Form type
4
Filed
Mar 22, 8:00 PM ET
Accepted
Mar 23, 4:45 PM ET
Size
10.2 KB