4//SEC Filing
Bernstein David 4
Accession 0001127602-23-013498
CIK 0001125259other
Filed
Apr 24, 8:00 PM ET
Accepted
Apr 25, 12:03 PM ET
Size
6.2 KB
Accession
0001127602-23-013498
Insider Transaction Report
Form 4
CARNIVAL PLCCUK
Bernstein David
Sr. Vice President-Finance,CFO
Transactions
- Award
Trust Shares (beneficial Interest in Special Voting Share)
2023-04-21+83,955→ 369,996 total
Footnotes (3)
- [F1]Represents trust shares (the "Trust Shares") of beneficial interests in P&O Princess Voting Trust (the "Trust"). In connection with the dual listed company transaction between Carnival plc (fka P&O Princess Cruises plc) and Carnival Corporation (the "DLC Transaction"), Carnival plc issued one special voting share to the Trust and, following a series of transactions, the Trust Shares were distributed to holders of common stock of Carnival Corporation (the "Carnival Corporation Common Stock"). Since completion of the DLC Transaction on April 17, 2003, if Carnival Corporation issues Carnival Corporation Common Stock to a person, the Trust will issue an equivalent number of Trust Shares to such person. The Trust Shares are paired with shares of Carnival Corporation Common Stock and are represented by the same stock certificate. The Trust Shares represent a beneficial interest in the Carnival plc special voting share.
- [F2]Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares.
- [F3]The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant.
Documents
Issuer
CARNIVAL PLC
CIK 0001125259
Entity typeother
Related Parties
1- filerCIK 0001406203
Filing Metadata
- Form type
- 4
- Filed
- Apr 24, 8:00 PM ET
- Accepted
- Apr 25, 12:03 PM ET
- Size
- 6.2 KB