ROMAINE STEPHEN S 4
4 · TOMPKINS FINANCIAL CORP · Filed May 2, 2023
Insider Transaction Report
Form 4
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2023-05-01$58.28/sh−1,231$71,743→ 63,618.697 total
Holdings
- 10,180.858(indirect: By 401(k))
Common Stock
- 5,169.165(indirect: by ESOP)
Common Stock
- 1,734
Stock Appreciation Rights (SAR)
Exercise: $76.90Exp: 2026-11-09→ Common Stock (1,734 underlying)
Footnotes (2)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.