McArthur James G 4
4 · PepGen Inc. · Filed Jun 8, 2023
Insider Transaction Report
Form 4
PepGen Inc.PEPG
McArthur James G
DirectorPresident and CEO
Transactions
- Sale
Common Stock
2023-06-07$16.23/sh−8,419$136,618→ 0 total - Exercise/Conversion
Common Stock
2023-06-06$2.71/sh+18,150$49,187→ 18,150 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-06-06−18,150→ 335,854 totalExercise: $2.71Exp: 2031-03-21→ Common Stock (18,150 underlying) - Exercise/Conversion
Common Stock
2023-06-07$2.71/sh+8,419$22,815→ 8,419 total - Exercise/Conversion
Stock Option (Right to Buy)
2023-06-07−8,419→ 327,435 totalExercise: $2.71Exp: 2031-03-21→ Common Stock (8,419 underlying) - Sale
Common Stock
2023-06-06$16.18/sh−18,150$293,660→ 0 total
Footnotes (4)
- [F1]The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 8, 2022.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.43, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $16.00 to $16.61, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- [F4]This stock option vests over four years following the vesting commencement date (January 21, 2021) with 25% of such shares vesting on the first anniversary of the vesting commencement date, and the remaining shares vesting in 36 equal monthly installments, subject to continued service through each vesting date.