ALEXANDER JOHN E 4
4 · TOMPKINS FINANCIAL CORP · Filed Jul 6, 2023
Insider Transaction Report
Form 4
ALEXANDER JOHN E
Director
Transactions
- Award
Phantom Stock
2023-07-05$56.52/sh+116.327$6,575→ 22,668.214 total→ Common Stock (116.327 underlying) - Award
Phantom Stock
2023-07-05$56.52/sh+241.943$13,675→ 22,551.887 total→ Common Stock (241.943 underlying)
Footnotes (2)
- [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.