Newhouse Phyllis W. 4
4 · Heliogen, Inc. · Filed Aug 7, 2023
Insider Transaction Report
Form 4
Heliogen, Inc.HLGN
Newhouse Phyllis W.
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2023-08-03+75,000→ 4,266,402 total
Holdings
- 246,483(indirect: See Footnote)
Common Stock
Footnotes (3)
- [F1]Consists of 75,000 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 3, 2024 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
- [F2]Also includes 40,404 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
- [F3]The reportable securities are held by a grantor retained annuity trust, the EVN 2022 GRAT fbo Ezekiel Newhouse, for which the Reporting Person serves as trustee.