PACE BRANDON 4

4 · LendingClub Corp · Filed Aug 29, 2023

Form 4

Period: 2023-08-25

General Counsel and Secretary

Transactions

Exercise/Conversion
Common Stock
2023-08-25+6,097→ 215,980 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-08-25−5,878→ 11,757 total
Exercise: $0.00→ Common Stock (5,878 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-08-25−4,280→ 25,675 total
Exercise: $0.00→ Common Stock (4,280 underlying)
Tax Payment
Common Stock
2023-08-25$6.88/sh−12,640$86,963→ 215,369 total
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-08-25−6,097→ 12,194 total
Exercise: $0.00→ Common Stock (6,097 underlying)
Exercise/Conversion
Restricted Stock Unit (RSU)
2023-08-25−7,749→ 77,490 total
Exercise: $0.00→ Common Stock (7,749 underlying)
Exercise/Conversion
Common Stock
2023-08-25+7,749→ 228,009 total
Exercise/Conversion
Common Stock
2023-08-25+5,878→ 209,883 total
Exercise/Conversion
Common Stock
2023-08-25+4,280→ 220,260 total

Footnotes (7)

[F1]Each restricted stock unit ("RSU") represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
[F2]Does not represent a sale of shares. Represents the number of shares withheld by the Issuer to cover tax withholding obligations in connection with the vesting of RSUs.
[F3]The RSUs vested as to 6.25% of the total shares on May 25, 2020, with an additional 6.25% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F4]Not applicable.
[F5]The RSUs vested as to 8.33% of the total shares on May 25, 2021, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F6]The RSUs vested as to 8.33% of the total shares on May 25, 2022, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.
[F7]The RSUs vested as to 8.33% of the total shares on May 25, 2023, with an additional 8.33% of the total shares vesting quarterly thereafter, subject to continued service through each vesting date.

Documents

1 file