4//SEC Filing
Nicholls Matthew 4
Accession 0001127602-23-026875
CIK 0000038777other
Filed
Nov 5, 7:00 PM ET
Accepted
Nov 6, 7:00 PM ET
Size
6.7 KB
Accession
0001127602-23-026875
Insider Transaction Report
Form 4
Nicholls Matthew
Co-President, CFO & COO
Transactions
- Award
Common Stock, par value $.10
2023-11-02+49,484→ 412,035 total - Award
Common Stock, par value $.10
2023-11-02$23.53/sh+114,748$2,700,020→ 362,551 total
Footnotes (3)
- [F1]On November 5, 2020, November 8, 2021 and November 3, 2022 the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 2, 2023, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2023 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2023.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 219,910 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2023 as reported in Footnote 1).
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001773856
Filing Metadata
- Form type
- 4
- Filed
- Nov 5, 7:00 PM ET
- Accepted
- Nov 6, 7:00 PM ET
- Size
- 6.7 KB