Home/Filings/4/0001127602-23-027181
4//SEC Filing

ROMAINE STEPHEN S 4

Accession 0001127602-23-027181

CIK 0001005817other

Filed

Nov 12, 7:00 PM ET

Accepted

Nov 13, 1:23 PM ET

Size

10.6 KB

Accession

0001127602-23-027181

Insider Transaction Report

Form 4
Period: 2023-11-09
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
  • Award

    Common Stock

    2023-11-09$51.02/sh+4,940$252,03968,558.697 total
  • Tax Payment

    Common Stock

    2023-11-09$51.02/sh655$33,41867,903.697 total
  • Tax Payment

    Common Stock

    2023-11-09$51.02/sh433$22,09267,470.697 total
  • Tax Payment

    Common Stock

    2023-11-09$51.02/sh370$18,87767,100.697 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    10,296.27
  • Common Stock

    (indirect: by ESOP)
    5,377.738
Footnotes (2)
  • [F1]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
  • [F2]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001201525

Filing Metadata

Form type
4
Filed
Nov 12, 7:00 PM ET
Accepted
Nov 13, 1:23 PM ET
Size
10.6 KB