ROMAINE STEPHEN S 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 13, 2023
Insider Transaction Report
Form 4
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
- Award
Common Stock
2023-11-09$51.02/sh+4,940$252,039→ 68,558.697 total - Tax Payment
Common Stock
2023-11-09$51.02/sh−655$33,418→ 67,903.697 total - Tax Payment
Common Stock
2023-11-09$51.02/sh−433$22,092→ 67,470.697 total - Tax Payment
Common Stock
2023-11-09$51.02/sh−370$18,877→ 67,100.697 total
Holdings
- 10,296.27(indirect: By 401(k))
Common Stock
- 5,377.738(indirect: by ESOP)
Common Stock
Footnotes (2)
- [F1]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
- [F2]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.