FRANKLIN RESOURCES INC·5/A

Dec 21, 2:20 PM ET

JOHNSON GREGORY E 5/A

5/A · FRANKLIN RESOURCES INC · Filed Dec 21, 2023

Insider Transaction Report

Form 5/AAmended
Period: 2022-09-30
JOHNSON GREGORY E
DirectorCEO and President
Transactions
  • Gift

    Common Stock, par value $.10

    2021-12-13+1,768245,209 total(indirect: By Trust)
  • Gift

    Common Stock, par value $.10

    2022-05-092002,311,568 total
  • Gift

    Common Stock, par value $.10

    2021-12-13+8842,311,768 total
  • Gift

    Common Stock, par value $.10

    2021-12-13+88422,841 total(indirect: By Spouse)
Holdings
  • Common Stock, par value $.10

    (indirect: By Partnership)
    396,000
  • Common Stock, par value $.10

    (indirect: By 401(k))
    6,653.405
  • Common Stock, par value $.10

    (indirect: By Partnership)
    2,573,100
Footnotes (6)
  • [F1]Not applicable.
  • [F2]Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
  • [F3]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
  • [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 27, 2022.
  • [F5]Business limited partnership under control of Reporting Person.
  • [F6]Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.

Documents

1 file
  • 5
    form5a.xml

    PRIMARY DOCUMENT