BATTAGLIA PAUL J. 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 31, 2024
Insider Transaction Report
Form 4
BATTAGLIA PAUL J.
Director
Transactions
- Exercise/Conversion
Common Stock
2024-01-29+480.744→ 5,954.307 total - Exercise/Conversion
Common Stock
2024-01-30+1,354.052→ 7,308.359 total - Exercise/Conversion
Phantom Stock
2024-01-29−480.744→ 6,858.44 total→ Common Stock (480.744 underlying) - Exercise/Conversion
Phantom Stock
2024-01-30−1,354.052→ 5,504.388 total→ Common Stock (1,354.052 underlying)
Holdings
- 5,130.97(indirect: By Spouse)
Common Stock
Footnotes (2)
- [F1]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- [F2]Adjustment to reclassify rabbi trust holding.