4//SEC Filing
Pickett Denise 4
Accession 0001127602-24-002835
CIK 0000004962other
Filed
Jan 30, 7:00 PM ET
Accepted
Jan 31, 6:47 PM ET
Size
22.6 KB
Accession
0001127602-24-002835
Insider Transaction Report
Form 4
Pickett Denise
Pres., Enterprise Shared Serv.
Transactions
- Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-01-29−20,518→ 0 totalExercise: $131.68From: 2023-01-29Exp: 2030-01-29→ Common Stock (20,518 underlying) - Award
Employee Stock Option (Right to Buy)
2024-01-29+16,588→ 16,588 totalExercise: $116.26From: 2024-01-29Exp: 2031-01-29→ Common Stock (16,588 underlying) - Exercise/Conversion
Common Stock
2024-01-29+20,518→ 43,049.815 total - Award
Common Stock
2024-01-29$201.43/sh+21,151$4,260,446→ 33,854.815 total - Tax Payment
Common Stock
2024-01-29$201.43/sh−11,323$2,280,792→ 22,531.815 total - Exercise/Conversion
Common Stock
2024-01-29+16,588→ 59,637.815 total - Sale
Common Stock
2024-01-30$203.96/sh−20,518$4,184,851→ 39,119.815 total - Sale
Common Stock
2024-01-30$203.96/sh−16,588$3,383,288→ 22,531.815 total - Sale
Common Stock
2024-01-30$203.96/sh−9,828$2,004,519→ 12,703.815 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2024-01-29−16,588→ 0 totalExercise: $116.26From: 2024-01-29Exp: 2031-01-29→ Common Stock (16,588 underlying)
Holdings
- 1,438.01(indirect: By ESOP)
Common Stock
Footnotes (8)
- [F1]Shares held in the reporting person's account under the Company's Employee Stock Ownership Plan.
- [F2]Represents shares acquired pursuant to vesting of Performance Restricted Stock Units (RSU) that were granted to the reporting person in January 2021 and have vested based upon the satisfaction of performance criteria specified for the award at time of grant.
- [F3]Includes shares acquired pursuant to dividend reinvestment.
- [F4]The reported disposition represents the surrender of shares to satisfy tax obligations arising from the vesting of Restricted Stock Units.
- [F5]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F6]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F7]The price reported in Column 4 is a weighted average price, rounded to the nearest cent. These shares were sold in multiple transactions at prices ranging from $203.96 to $203.97. The reporting person undertakes to provide to American Express Company, any security holder of American Express Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within this range.
- [F8]The reported acquisition represents the vesting of Stock Options that were granted to the reported person in January 2021. These options became exercisable based on the satisfaction of performance criteria specified for the award at the time of grant.
Documents
Issuer
AMERICAN EXPRESS CO
CIK 0000004962
Entity typeother
Related Parties
1- filerCIK 0001730101
Filing Metadata
- Form type
- 4
- Filed
- Jan 30, 7:00 PM ET
- Accepted
- Jan 31, 6:47 PM ET
- Size
- 22.6 KB