4//SEC Filing
BAUCHE DOUGLAS 4
Accession 0001127602-24-003938
CIK 0001025835other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 3:03 PM ET
Size
23.8 KB
Accession
0001127602-24-003938
Insider Transaction Report
Form 4
BAUCHE DOUGLAS
SEVP, Chief Credit Officer
Transactions
- Award
Common Stock
2024-02-06+3,588→ 17,053 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,127$44,539→ 16,929 total - Exercise/Conversion
Common Stock
2024-02-06+897→ 13,882 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,473$58,213→ 15,580 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−417$16,480→ 13,465 total - Award
Common Stock
2024-02-06+2,476→ 18,056 total - Exercise/Conversion
Restricted Share Units
2024-02-06−897→ 0 total→ Common Stock (897 underlying)
Holdings
- 2,847(indirect: By 401(k))
Common Stock
- 5,081
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (5,081 underlying) - 4,730
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (4,730 underlying) - 898
Restricted Share Units
→ Common Stock (898 underlying) - 5,105
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (5,105 underlying) - 1,043
Restricted Share Units
→ Common Stock (1,043 underlying) - 9,978
Restricted Share Units
→ Common Stock (9,978 underlying)
Footnotes (11)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F11]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F3]The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
- [F4]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F8]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F9]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001682456
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 3:03 PM ET
- Size
- 23.8 KB