4//SEC Filing
PONDER MARK G 4
Accession 0001127602-24-003940
CIK 0001025835other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 3:05 PM ET
Size
25.2 KB
Accession
0001127602-24-003940
Insider Transaction Report
Form 4
PONDER MARK G
SEVP, Chief Admin. Officer
Transactions
- Tax Payment
Common Stock
2024-02-06$39.52/sh−424$16,756→ 11,588 total - Award
Common Stock
2024-02-06+2,367→ 15,876 total - Exercise/Conversion
Restricted Share Units
2024-02-06−857→ 0 total→ Common Stock (857 underlying) - Tax Payment
Common Stock
2024-02-07$39.52/sh−1,160$45,843→ 14,716 total - Exercise/Conversion
Common Stock
2024-02-06+857→ 12,012 total - Award
Common Stock
2024-02-06+3,430→ 15,018 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,509$59,636→ 13,509 total
Holdings
- 4,925
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (4,925 underlying) - 9,978
Restricted Share Units
→ Common Stock (9,978 underlying) - 4,878
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (4,878 underlying) - 200(indirect: By IRA)
Common Stock
- 5,335
Common Stock
- 4,521
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (4,521 underlying) - 862
Restricted Share Units
→ Common Stock (862 underlying) - 1,006
Restricted Share Units
→ Common Stock (1,006 underlying) - 1,007(indirect: By 401(k))
Common Stock
Footnotes (12)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
- [F11]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F12]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]These shares are held jointly with spouse.
- [F3]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F4]The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
- [F5]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F6]The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F8]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F9]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001550076
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 3:05 PM ET
- Size
- 25.2 KB