4//SEC Filing
Goodman Scott Richard 4
Accession 0001127602-24-003942
CIK 0001025835other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 3:07 PM ET
Size
23.8 KB
Accession
0001127602-24-003942
Insider Transaction Report
Form 4
Goodman Scott Richard
President, St. Louis Region
Transactions
- Exercise/Conversion
Common Stock
2024-02-06+1,191→ 49,255 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−494$19,523→ 48,761 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,268$50,111→ 53,821 total - Award
Common Stock
2024-02-06+3,287→ 55,089 total - Exercise/Conversion
Restricted Share Units
2024-02-06−1,191→ 0 total→ Common Stock (1,191 underlying) - Award
Common Stock
2024-02-06+4,764→ 53,525 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,723$68,093→ 51,802 total
Holdings
- 1,172
Restricted Share Units
→ Common Stock (1,172 underlying) - 14,967
Restricted Share Units
→ Common Stock (14,967 underlying) - 6,631
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (6,631 underlying) - 6,474
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (6,474 underlying) - 6,280
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (6,280 underlying) - 1,323
Restricted Share Units
→ Common Stock (1,323 underlying) - 4,852(indirect: By 401(k))
Common Stock
Footnotes (11)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F11]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F3]The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
- [F4]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F8]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F9]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001454515
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 3:07 PM ET
- Size
- 23.8 KB