4//SEC Filing
IANNACONE NICOLE M 4
Accession 0001127602-24-003950
CIK 0001025835other
Filed
Feb 7, 7:00 PM ET
Accepted
Feb 8, 3:11 PM ET
Size
22.8 KB
Accession
0001127602-24-003950
Insider Transaction Report
Form 4
IANNACONE NICOLE M
SEVP, Chief Legal Officer
Transactions
- Exercise/Conversion
Common Stock
2024-02-06+857→ 9,104 total - Award
Common Stock
2024-02-06+2,367→ 13,053 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,112$43,946→ 11,941 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−407$16,085→ 8,697 total - Award
Common Stock
2024-02-06+3,430→ 12,127 total - Tax Payment
Common Stock
2024-02-06$39.52/sh−1,441$56,948→ 10,686 total - Exercise/Conversion
Restricted Share Units
2024-02-06−857→ 0 total→ Common Stock (857 underlying)
Holdings
- 4,946
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (4,946 underlying) - 874
Restricted Share Units
→ Common Stock (874 underlying) - 4,521
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (4,521 underlying) - 1,019
Restricted Share Units
→ Common Stock (1,019 underlying) - 9,978
Restricted Share Units
→ Common Stock (9,978 underlying) - 4,985
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (4,985 underlying)
Footnotes (10)
- [F1]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F10]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]The shares of common stock were awarded pursuant to the Company's 2018 Stock Incentive Plan.
- [F3]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]The RSU's vest 100% in the first quarter of 2024, subject to continued employment by the reporting person.
- [F5]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F8]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
- [F9]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001731826
Filing Metadata
- Form type
- 4
- Filed
- Feb 7, 7:00 PM ET
- Accepted
- Feb 8, 3:11 PM ET
- Size
- 22.8 KB