MARTIN RODNEY O JR 4

4 · Voya Financial, Inc. · Filed Feb 22, 2024

Form 4

Period: 2024-02-20

DirectorChairman and CEO

Transactions

Exercise/Conversion
Common Stock
2024-02-20+90,410→ 239,345 total
Exercise/Conversion
Restricted Stock Units
2024-02-20−66,970→ 63,205 total
→ Common Stock (66,970 underlying)
Exercise/Conversion
Common Stock
2024-02-20+66,970→ 148,935 total
Tax Payment
Common Stock
2024-02-20$70.14/sh−58,218$4,083,411→ 181,127 total
Sale
Common Stock
2024-02-21$68.53/sh−99,162$6,795,572→ 81,965 total
Exercise/Conversion
Performance Stock Unit
2024-02-20−90,410→ 187,476 total
→ Common Stock (90,410 underlying)

Holdings

Common Stock
(indirect: By 401(k))
6,930.371
Deferred Savings Plan Issuer Stock Units
→ Common Stock (8,101.577 underlying)
8,101.577
Performance-Based Stock Options
→ Common Stock (158,900 underlying)
158,900

Footnotes (8)

[F1]Includes automatic semi-monthly contributions to the reporting person's 401(k).
[F2]Delivery of shares of the company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units and performance stock units that were awarded as compensation.
[F3]This transaction was executed in multiple trades at prices ranging from $68.03 to $69.975. The price reported represents the weighted average sale price of these trades. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the shares sold at each separate price.
[F4]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
[F5]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
[F6]The options vest based on the conditions set forth in their respective agreements.
[F7]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
[F8]Includes dividend of 44.036 shares.

Documents

1 file