MARTIN RODNEY O JR 4

4 · Voya Financial, Inc. · Filed Feb 23, 2024

Form 4

Period: 2024-02-21

DirectorOther

Transactions

Exercise/Conversion
Common Stock
[F1]
2024-02-21$68.99/sh+1,871$129,080→ 83,836 total
Tax Payment
Common Stock
[F1]
2024-02-21$68.99/sh−1,871$129,080→ 81,965 total
Award
Performance Stock Unit
[F3][F4]
2024-02-21+62,380→ 249,856 total
→ Common Stock (62,380 underlying)
Award
Restricted Stock Units
[F3][F5]
2024-02-21+50,143→ 113,348 total
→ Common Stock (50,143 underlying)
Exercise/Conversion
Restricted Stock Units
[F3][F6]
2024-02-21−1,871→ 111,477 total
→ Common Stock (1,871 underlying)

Holdings

Common Stock
[F2]
(indirect: By 401(k))
6,930.371
Deferred Savings Plan Issuer Stock Units
[F7]
→ Common Stock (8,101.577 underlying)
8,101.577
Performance-Based Stock Options
[F8]
→ Common Stock (158,900 underlying)
158,900

Footnotes (8)

[F1]FICA tax withholding on the grant of restricted stock units.
[F2]Includes automatic semi-monthly contributions to the reporting person's 401(k).
[F3]The stock units will vest based on their respective award agreements.
[F4]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 16, 2027) can range from 0% to 150% of the number presented above.
[F5]1/3 of the restricted stock units will vest on February 18, 2025, 1/3 on February 17, 2026 and 1/3 on February 16, 2027.
[F6]The restricted stock units were awarded as compensation and will convert to common stock on a 1 to 1 basis upon the vesting date.
[F7]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
[F8]The options vest based on the conditions set forth in their respective agreements.

Signature

/s/ My Chi To, Attorney-in-Fact|2024-02-23

Documents

1 file