4//SEC Filing
BAUCHE DOUGLAS 4
Accession 0001127602-24-007032
CIK 0001025835other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 1:16 PM ET
Size
16.5 KB
Accession
0001127602-24-007032
Insider Transaction Report
Form 4
BAUCHE DOUGLAS
SEVP, Chief Credit Officer
Transactions
- Exercise/Conversion
Restricted Share Units
2024-02-24−3,326→ 6,652 total→ Common Stock (3,326 underlying) - Exercise/Conversion
Common Stock
2024-02-24+3,326→ 20,255 total - Tax Payment
Common Stock
2024-02-24$40.83/sh−1,369$55,896→ 18,886 total
Holdings
- 5,105
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (5,105 underlying) - 898
Restricted Share Units
→ Common Stock (898 underlying) - 2,847(indirect: By 401(k))
Common Stock
- 4,730
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (4,730 underlying) - 5,081
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (5,081 underlying) - 1,043
Restricted Share Units
→ Common Stock (1,043 underlying)
Footnotes (9)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F3]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F5]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F8]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
- [F9]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001682456
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 1:16 PM ET
- Size
- 16.5 KB