4//SEC Filing
DUMLAO TROY 4
Accession 0001127602-24-007036
CIK 0001025835other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 1:17 PM ET
Size
22.2 KB
Accession
0001127602-24-007036
Insider Transaction Report
Form 4
DUMLAO TROY
EVP, Chief Accounting Officer
Transactions
- Exercise/Conversion
Common Stock
2024-02-25+329→ 5,523 total - Tax Payment
Common Stock
2024-02-25$40.83/sh−95$3,879→ 5,428 total - Exercise/Conversion
Restricted Share Units
2024-02-24−244→ 244 total→ Common Stock (244 underlying) - Exercise/Conversion
Restricted Share Units
2024-02-25−329→ 0 total→ Common Stock (329 underlying) - Exercise/Conversion
Common Stock
2024-02-24+244→ 5,276 total - Tax Payment
Common Stock
2024-02-24$40.83/sh−82$3,348→ 5,194 total
Holdings
- 1,769
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (1,769 underlying) - 400
Depository Shares
- 1,058
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (1,058 underlying) - 1,266
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (1,266 underlying) - 361
Restricted Share Units
→ Common Stock (361 underlying) - 1,142
Restricted Share Units
→ Common Stock (1,142 underlying)
Footnotes (10)
- [F1]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F10]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
- [F3]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F4]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F5]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F6]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
- [F7]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
- [F8]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F9]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001283697
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 1:17 PM ET
- Size
- 22.2 KB