4//SEC Filing
LALLY JAMES BRIAN 4
Accession 0001127602-24-007048
CIK 0001025835other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 1:24 PM ET
Size
17.2 KB
Accession
0001127602-24-007048
Insider Transaction Report
Form 4
LALLY JAMES BRIAN
DirectorCEO
Transactions
- Exercise/Conversion
Common Stock
2024-02-24+7,983→ 97,405 total - Tax Payment
Common Stock
2024-02-24$40.83/sh−3,525$143,926→ 93,880 total - Exercise/Conversion
Restricted Share Units
2024-02-24−7,983→ 15,964 total→ Common Stock (7,983 underlying)
Holdings
- 18,028(indirect: 401 (K) Plan)
Common Stock
- 4,107
Common Stock
- 17,637
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (17,637 underlying) - 20,438
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (20,438 underlying) - 20,325
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (20,325 underlying) - 3,592
Restricted Share Units
→ Common Stock (3,592 underlying) - 4,176
Restricted Share Units
→ Common Stock (4,176 underlying)
Footnotes (10)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F2]These shares are held jointly with spouse.
- [F3]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F4]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F6]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F8]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F9]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001674404
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 1:24 PM ET
- Size
- 17.2 KB