4//SEC Filing
KEENE S TURNER 4
Accession 0001127602-24-007054
CIK 0001025835other
Filed
Feb 26, 7:00 PM ET
Accepted
Feb 27, 1:27 PM ET
Size
17.5 KB
Accession
0001127602-24-007054
Insider Transaction Report
Form 4
KEENE S TURNER
SEVP, Chief Financial Officer
Transactions
- Exercise/Conversion
Common Stock
2024-02-24+4,989→ 50,337 total - Tax Payment
Common Stock
2024-02-24$40.83/sh−2,203$89,948→ 48,134 total - Exercise/Conversion
Restricted Share Units
2024-02-24−4,989→ 9,978 total→ Common Stock (4,989 underlying)
Holdings
- 2,000
Depository Shares
- 9,042
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (9,042 underlying) - 9,934
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (9,934 underlying) - 1,756
Restricted Share Units
→ Common Stock (1,756 underlying) - 1,566(indirect: By 401(k))
Common Stock
- 9,610
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (9,610 underlying) - 1,964
Restricted Share Units
→ Common Stock (1,964 underlying)
Footnotes (10)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F2]Withholding of stock to satisfy tax withholding obligation on issuance of common stock.
- [F3]1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
- [F4]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F5]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F6]This option becomes exercisable in the first quarter of 2024, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F8]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F9]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001482570
Filing Metadata
- Form type
- 4
- Filed
- Feb 26, 7:00 PM ET
- Accepted
- Feb 27, 1:27 PM ET
- Size
- 17.5 KB