Home/Filings/4/0001127602-24-007730
4//SEC Filing

PONDER MARK G 4

Accession 0001127602-24-007730

CIK 0001025835other

Filed

Feb 29, 7:00 PM ET

Accepted

Mar 1, 12:41 PM ET

Size

18.9 KB

Accession

0001127602-24-007730

Insider Transaction Report

Form 4
Period: 2024-02-28
PONDER MARK G
SEVP, Chief Admin. Officer
Transactions
  • Award

    Restricted Share Units

    2024-02-28+1,4251,425 total
    Common Stock (1,425 underlying)
  • Award

    Non Qualified Stock Option (Right to Buy)

    2024-02-28+7,4607,460 total
    Exercise: $39.50Exp: 2034-02-28Common Stock (7,460 underlying)
Holdings
  • Common Stock

    16,573
  • Common Stock

    5,335
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $48.34Exp: 2032-02-24Common Stock (4,878 underlying)
    4,878
  • Common Stock

    (indirect: By 401(k))
    1,007
  • Common Stock

    (indirect: By IRA)
    200
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $43.81From: 2024-02-06Exp: 2031-02-25Common Stock (4,521 underlying)
    4,521
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $54.46Exp: 2033-02-28Common Stock (4,925 underlying)
    4,925
  • Restricted Share Units

    Common Stock (1,006 underlying)
    1,006
  • Restricted Share Units

    Common Stock (6,652 underlying)
    6,652
  • Restricted Share Units

    Common Stock (862 underlying)
    862
Footnotes (10)
  • [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
  • [F10]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F2]These shares are held jointly with spouse.
  • [F3]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F4]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
  • [F5]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
  • [F6]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
  • [F7]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
  • [F8]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
  • [F9]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.

Issuer

ENTERPRISE FINANCIAL SERVICES CORP

CIK 0001025835

Entity typeother

Related Parties

1
  • filerCIK 0001550076

Filing Metadata

Form type
4
Filed
Feb 29, 7:00 PM ET
Accepted
Mar 1, 12:41 PM ET
Size
18.9 KB