Home/Filings/4/0001127602-24-009637
4//SEC Filing

Just Susan Svensson 4

Accession 0001127602-24-009637

CIK 0001053352other

Filed

Mar 11, 8:00 PM ET

Accepted

Mar 12, 2:06 PM ET

Size

9.2 KB

Accession

0001127602-24-009637

Insider Transaction Report

Form 4
Period: 2024-03-08
Just Susan Svensson
EVP/Chief Credit Officer
Transactions
  • Award

    Performance-Based Restricted Stock Unit

    2024-03-08+12,45812,458 total
    Exercise: $0.00From: 2027-03-08Exp: 2027-03-08Common Stock, No Par Value (12,458 underlying)
  • Award

    Restricted Stock Unit

    2024-03-08+12,45912,459 total
    Exercise: $0.00From: 2025-03-08Exp: 2027-03-08Common Stock, No Par Value (12,459 underlying)
Holdings
  • Common Stock, No Par Value

    8,000
Footnotes (4)
  • [F1]Each performance-based restricted stock unit, or PRSU, represents a right to receive one share of Issuer common stock.
  • [F2]The PRSUs will vest depending upon the Issuer's Return on Average Tangible Common Equity ("ROATCE") over a three-year period ("Performance Period"), relative to companies in a peer group selected by the Issuer as of the grant date ("Peer Group"). If the Issuer's ROATCE is at the 35th percentile of the Peer Group at the end of the Performance Period then 50% of the PRSUs will vest. If the Issuer's ROATCE is at the 50th percentile at the end of the Performance Period then 100% of the PRSUs will vest. If the Issuer's ROATCE is at the 75th percentile at the end of the Performance Period then 150% of the PRSUs will vest. Vesting between performance levels will be determined by straight-line interpolation. None of the PRSUs will vest if the Issuer's ROATCE does not exceed the 35th threshold of the Peer Group.
  • [F3]Each restricted stock unit represents a right to receive one share of Issuer common stock.
  • [F4]The restricted stock units vest in three equal installments commencing March 8, 2025, the first anniversary of the holder's grant date.

Issuer

HERITAGE COMMERCE CORP

CIK 0001053352

Entity typeother

Related Parties

1
  • filerCIK 0001993124

Filing Metadata

Form type
4
Filed
Mar 11, 8:00 PM ET
Accepted
Mar 12, 2:06 PM ET
Size
9.2 KB