ALEXANDER JOHN E 4
4 · TOMPKINS FINANCIAL CORP · Filed May 15, 2024
Insider Transaction Report
Form 4
ALEXANDER JOHN E
Director
Holdings
- 676.549(indirect: By Spouse)
Common Stock
- 24,433.549
Phantom Stock
→ Common Stock (24,433.549 underlying) - 55,403.301
Common Stock
Footnotes (2)
- [F1]Mr. Alexander's term as a director expired on May 14, 2024 and he is no longer a Section 16 insider.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.