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4//SEC Filing

DEKKERS MARIJN E 4

Accession 0001127602-24-015998

CIK 0001830214other

Filed

May 19, 8:00 PM ET

Accepted

May 20, 4:54 PM ET

Size

7.0 KB

Accession

0001127602-24-015998

Insider Transaction Report

Form 4
Period: 2024-05-16
Transactions
  • Sale

    Class A Common Stock

    2024-05-16$0.83/sh265,000$220,0305,515,364 total(indirect: By Novalis LifeSciences Investments I, L.P.)
Holdings
  • Class A Common Stock

    281,217
Footnotes (4)
  • [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.8233 to $0.8387, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth above.
  • [F2]Includes 464,481 earn-out shares that will vest in substantially equal installments if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $15.00, $17.50 and $20.00.
  • [F3]The reporting person is the manager of the general partner of Novalis LifeSciences Investments I, L.P. ("Novalis LifeSciences"), and as such, has sole voting and dispositive power over the shares held by Novalis LifeSciences and, as a result, may be deemed to share beneficial ownership of the shares held by Novalis LifeSciences.
  • [F4]Includes 281,217 earn-out shares that will vest in substantially equal installments if the Issuer's Class A Common Stock achieves a price per share for any period of 20 trading days out of 30 consecutive trading days prior to September 16, 2026 that equals or exceeds the following thresholds: $15.00, $17.50 and $20.00.

Issuer

Ginkgo Bioworks Holdings, Inc.

CIK 0001830214

Entity typeother

Related Parties

1
  • filerCIK 0001216068

Filing Metadata

Form type
4
Filed
May 19, 8:00 PM ET
Accepted
May 20, 4:54 PM ET
Size
7.0 KB