4//SEC Filing
DUMLAO TROY 4
Accession 0001127602-24-018434
CIK 0001025835other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 10:47 AM ET
Size
17.8 KB
Accession
0001127602-24-018434
Insider Transaction Report
Form 4
DUMLAO TROY
EVP, Chief Accounting Officer
Transactions
- Other
Common Stock
2024-06-03$32.40/sh+604$19,570→ 6,299 total
Holdings
- 1,058
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81Exp: 2031-02-25→ Common Stock (1,058 underlying) - 2,722
Non Qualified Stock Option (Right to Buy)
Exercise: $39.50Exp: 2034-02-28→ Common Stock (2,722 underlying) - 361
Restricted Share Units
→ Common Stock (361 underlying) - 244
Restricted Share Units
→ Common Stock (244 underlying) - 761
Restricted Share Units
→ Common Stock (761 underlying) - 400
Depository Shares
- 1,266
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (1,266 underlying) - 1,769
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (1,769 underlying) - 520
Restricted Share Units
→ Common Stock (520 underlying)
Footnotes (12)
- [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F11]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
- [F12]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.
- [F3]1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
- [F4]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
- [F5]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
- [F6]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
- [F8]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F9]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001283697
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 10:47 AM ET
- Size
- 17.8 KB