ENTERPRISE FINANCIAL SERVICES CORP·4

Jun 12, 10:50 AM ET

Huffman Bridget 4

4 · ENTERPRISE FINANCIAL SERVICES CORP · Filed Jun 12, 2024

Insider Transaction Report

Form 4
Period: 2024-06-03
Huffman Bridget
SEVP, Chief Risk Officer
Transactions
  • Other

    Common Stock

    2024-06-03$32.40/sh+239$7,7445,295 total
Holdings
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $39.50Exp: 2034-02-28Common Stock (3,791 underlying)
    3,791
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $48.34Exp: 2032-02-24Common Stock (737 underlying)
    737
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $54.46Exp: 2033-02-28Common Stock (1,668 underlying)
    1,668
  • Restricted Share Units

    Common Stock (213 underlying)
    213
  • Restricted Share Units

    Common Stock (724 underlying)
    724
  • Restricted Share Units

    Common Stock (341 underlying)
    341
  • Non Qualified Stock Option (Right to Buy)

    Exercise: $43.81Exp: 2031-02-25Common Stock (816 underlying)
    816
  • Restricted Share Units

    Common Stock (761 underlying)
    761
Footnotes (11)
  • [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).
  • [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
  • [F11]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on April 14, 2026. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
  • [F2]In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.
  • [F3]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
  • [F4]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 25, 2024
  • [F5]The Options vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025.
  • [F6]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
  • [F7]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
  • [F8]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
  • [F9]The RSUs vest at a rate of 33% annually over three years, subject to continued employment of the reporting person. Vesting occurs on the anniversary date of the grant each year, with final vest occurring on February 24, 2025. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT