4//SEC Filing
KEENE S TURNER 4
Accession 0001127602-24-018444
CIK 0001025835other
Filed
Jun 11, 8:00 PM ET
Accepted
Jun 12, 10:56 AM ET
Size
18.3 KB
Accession
0001127602-24-018444
Insider Transaction Report
Form 4
KEENE S TURNER
SEVP, Chief Financial Officer
Transactions
- Other
Common Stock
2024-06-03$32.40/sh+604$19,570→ 48,738 total
Holdings
- 9,610
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (9,610 underlying) - 9,978
Restricted Share Units
→ Common Stock (9,978 underlying) - 1,566(indirect: By 401(k))
Common Stock
- 9,934
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (9,934 underlying) - 2,000
Depository Shares
- 1,964
Restricted Share Units
→ Common Stock (1,964 underlying) - 9,042
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81From: 2024-02-06Exp: 2031-02-25→ Common Stock (9,042 underlying) - 15,163
Non Qualified Stock Option (Right to Buy)
Exercise: $39.50Exp: 2034-02-28→ Common Stock (15,163 underlying) - 1,756
Restricted Share Units
→ Common Stock (1,756 underlying) - 2,897
Restricted Share Units
→ Common Stock (2,897 underlying)
Footnotes (12)
- [F1]The reporting person is voluntarily reporting the acquisition of shares of the Issuer's common stock pursuant to the Issuer's 2018 Employee Stock Purchase Plan ("ESPP") for the ESPP purchase period of December 1, 2023, through May 31, 2024. This transaction is exempt under Section 16b-3(c).
- [F10]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F11]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
- [F12]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]In accordance with the terms of the ESPP, the reported shares were acquired based on 85% of the closing price of the Issuer's common stock on June 3, 2024.
- [F3]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F4]1. Each Depositary Share represents a 1/40th interest in a share of the Issuer's 5.00% Series A Fixed-Rate Non-Cumulative Perpetual Preferred Stock. Depositary Shares were purchased in an underwritten public offering.
- [F5]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F7]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
- [F8]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F9]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001482570
Filing Metadata
- Form type
- 4
- Filed
- Jun 11, 8:00 PM ET
- Accepted
- Jun 12, 10:56 AM ET
- Size
- 18.3 KB