RANKIN ROGER F 4

4 · NACCO INDUSTRIES INC · Filed Jul 2, 2024

Insider Transaction Report

Form 4

Period: 2024-07-01

NACCO INDUSTRIES INCNC

RANKIN ROGER F

Other

Transactions

Award
Class A Common Stock
2024-07-01+902→ 3,564 total(indirect: By Trust)

Holdings

Class A Common Stock
(indirect: By Trust)
2,191
Class A Common Stock
(indirect: By Trust)
200
Class A Common Stock
(indirect: By Assoc II/Daughter 2)
16,738
Class A Common Stock
(indirect: By Assoc II/Daughter 2)
4,944
Class A Common Stock
(indirect: By Assoc II/Daughter 2)
745
Class A Common Stock
(indirect: By Trust)
4,133
Class A Common Stock
(indirect: By Assoc II/Daughter 1)
14,931
Class A Common Stock
(indirect: By Assoc II/Daughter 1)
2,552
Class B Common Stock
(indirect: By Trust)
Exercise: $0.00→ Class A Common Stock (204,919 underlying)
204,919
Class A Common Stock
(indirect: By Spouse)
30,904
Class A Common Stock
(indirect: By Trust)
5,320
Class A Common Stock
(indirect: By Trust)
9,600
Class A Common Stock
(indirect: By Trust)
2,046
Class A Common Stock
(indirect: By Trust)
2,191
Class A Common Stock
(indirect: By Assoc II/Daughter 1)
3,056
Class A Common Stock
(indirect: By RMI (Delaware))
1,975
Class B Common Stock
(indirect: By Spouse)
→ Class A Common Stock (75,504 underlying)
75,504
Class B Common Stock
(indirect: By Spouse)
→ Class A Common Stock (85,056 underlying)
85,056
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (9,431 underlying)
9,431
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (9,431 underlying)
9,431
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (7,858 underlying)
7,858
Class B Common Stock
(indirect: By Trust)
→ Class A Common Stock (7,858 underlying)
7,858
Class B Common Stock
(indirect: By GP)
Exercise: $0.00→ Class A Common Stock (25 underlying)
25
Class B Common Stock
(indirect: By Assoc I)
Exercise: $0.00→ Class A Common Stock (4,808 underlying)
4,808
Class A Common Stock
(indirect: By Trust)
6,613

Footnotes (23)

[F1]Shares of Class A Common Stock awarded to the Reporting Person as "Required Shares" under the company's Non-Employee Directors' Equity Compensation Plan.
[F10]Held by Trust dated December 18, 1997. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
[F11]Held by Trust dated December 30, 2015. Reporting Person serves as Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
[F12]Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 18, 1997 for the benefit of the daughter. Reporting Person's spouse is the co-trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
[F13]Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated September 11, 2000 (Posterity Trust) for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
[F14]Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated December 30, 2015 for the benefit of the daughter. Reporting Person is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
[F15]Held by Trust dated August 15, 2012. Reporting Person's Spouse is Co-Trustee for the benefit of Reporting Person's daughter. Reporting Person disclaims beneficial ownership of all such shares.
[F16]Represents the Reporting Person's daughter's proportionate limited partnership interest in shares held by Rankin Associates II, L.P. which is held in a trust dated August 15, 2012 for the benefit of the daughter. Reporting Person's spouse is the trustee of the Trust. Reporting Person disclaims beneficial ownership of all such shares.
[F17]Represents the Reporting Person's proportionate interest in shares held by Rankin Management, Inc. ("RMI).
[F18]Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates I, L.P. Reporting Person disclaims beneficial ownership of all such shares.
[F19]Represents the Reporting Person's Spouse's proportionate limited partnership interest in shares held by Rankin Associates IV, L.P. Reporting Person disclaims beneficial ownership of all such shares.
[F2]N/A
[F20]Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Anne F. Rankin.
[F21]Reporting person serves as trustee of BTR 2012 GST Trust for the benefit of Elisabeth M. Rankin.
[F22]GP. Represents Reporting Person's proportionate limited partnership interest in shares of Rankin Associates IV, L.P. held by the Trust for the benefit of Reporting Person, as general partner.
[F23]Represents the Reporting Person's proportionate limited partnership interest in shares held by Rankin Associates I, L.P.
[F3]Reporting Person serves as Trustee of a Trust for the benefit of Roger F. Rankin.
[F4]Represents the Reporting Person's spouse's proportionate limited partnership interest in shares held by Rankin Associates II, L.P . Reporting Person disclaims beneficial ownership of all such shares.
[F5]Reporting Person's spouse serves as Trustee of a Trust for the benefit of Alison Rankin. Reporting Person disclaims beneficial ownership of all such shares.
[F6]Reporting Person serves as Trustee of Trusts for the benefit of the Estate of Alfred M. Rankin. Reporting Person disclaims beneficial ownership of all such shares.
[F7]Reporting Person serves as Trustee of Trusts for the benefit of each of grantor's grandchildren. Reporting Person disclaims beneficial ownership of all such shares.
[F8]Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Anne F. Rankin.
[F9]Reporting Person serves as trustee for BTR 2020 GST Trust f/b/o Elisabeth M. Rankin.

Documents

2 files

4
form4.xmlPrimary
PRIMARY DOCUMENT
EX-24
doc1.txt
POWER OF ATTORNEY (PUBLIC): 2020 POA