VALENTI SUSAN M. 4
4 · TOMPKINS FINANCIAL CORP · Filed Aug 5, 2024
Insider Transaction Report
Form 4
VALENTI SUSAN M.
SVP, Corporate Marketing
Transactions
- Exercise/Conversion
Common Stock
2024-08-02$49.22/sh+3,475$171,040→ 21,508.414 total - Tax Payment
Common Stock
2024-08-02$63.80/sh−3,071$195,930→ 18,437.414 total - Disposition to Issuer
Common Stock
2024-08-02−762→ 17,675.414 total - Tax Payment
Common Stock
2024-08-02$58.85/sh−1,637$96,337→ 16,038.414 total - Exercise/Conversion
Stock Appreciation Rights (SAR)
2024-08-02−3,475→ 0 totalExercise: $49.22Exp: 2024-11-21→ Common Stock (3,475 underlying)
Holdings
- 1,165.624(indirect: By 401(k))
Common Stock
- 1,711.82(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
- [F2]Restricted stock shares forfeited due to retirement.
- [F3]Vested restricted shares withheld for taxes.
- [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.