Home/Filings/4/0001127602-24-021578
4//SEC Filing

VALENTI SUSAN M. 4

Accession 0001127602-24-021578

CIK 0001005817other

Filed

Aug 4, 8:00 PM ET

Accepted

Aug 5, 3:50 PM ET

Size

13.3 KB

Accession

0001127602-24-021578

Insider Transaction Report

Form 4
Period: 2024-08-02
VALENTI SUSAN M.
SVP, Corporate Marketing
Transactions
  • Exercise/Conversion

    Common Stock

    2024-08-02$49.22/sh+3,475$171,04021,508.414 total
  • Tax Payment

    Common Stock

    2024-08-02$63.80/sh3,071$195,93018,437.414 total
  • Disposition to Issuer

    Common Stock

    2024-08-0276217,675.414 total
  • Tax Payment

    Common Stock

    2024-08-02$58.85/sh1,637$96,33716,038.414 total
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2024-08-023,4750 total
    Exercise: $49.22Exp: 2024-11-21Common Stock (3,475 underlying)
Holdings
  • Common Stock

    (indirect: By 401(k))
    1,165.624
  • Common Stock

    (indirect: By 401(k))
    1,711.82
Footnotes (4)
  • [F1]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.
  • [F2]Restricted stock shares forfeited due to retirement.
  • [F3]Vested restricted shares withheld for taxes.
  • [F4]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001548384

Filing Metadata

Form type
4
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 3:50 PM ET
Size
13.3 KB