4//SEC Filing
Newhouse Phyllis W. 4
Accession 0001127602-24-021681
CIK 0001840292other
Filed
Aug 4, 8:00 PM ET
Accepted
Aug 5, 5:53 PM ET
Size
6.7 KB
Accession
0001127602-24-021681
Insider Transaction Report
Form 4
Heliogen, Inc.HLGN
Newhouse Phyllis W.
DirectorChief Executive Officer10% Owner
Transactions
- Award
Common Stock
2024-08-01+2,142→ 124,037 total
Holdings
- 7,042(indirect: See Footnote)
Common Stock
Footnotes (4)
- [F1]Consists of 2,142 restricted stock units ("RSUs") granted to the Reporting Person under the 2021 Equity Incentive Plan (the "Plan"), pursuant to the Amended and Restated Non-Employee Director Compensation Policy of the Issuer, vesting on the earlier of (i) August 1, 2025 and (ii) the day before the Issuer's next annual meeting of shareholders after the grant date, in each case, subject to the Reporting Person's continuous service as defined in the Plan through the vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
- [F2]On August 31, 2023, the Issuer effected a 1-for-35 reverse stock split (the "Reverse Stock Split") of its outstanding shares of Common Stock. The numbers of shares of Common Stock reported on this Form 4 have been adjusted to reflect the Reverse Split unless otherwise noted.
- [F3]Also includes 1,154 RSUs granted to the Reporting Person under the Plan vesting in three equal annual installments such that the RSUs are fully vested on December 31, 2024, subject to the Reporting Person's continuous service as defined in the Plan through each vesting date. The RSUs are payable in an equivalent number of shares of common stock of the Issuer.
- [F4]The reportable securities are held by a grantor retained annuity trust, the EVN 2022 GRAT fbo Ezekiel Newhouse, for which the Reporting Person serves as trustee.
Documents
Issuer
Heliogen, Inc.
CIK 0001840292
Entity typeother
Related Parties
1- filerCIK 0001847751
Filing Metadata
- Form type
- 4
- Filed
- Aug 4, 8:00 PM ET
- Accepted
- Aug 5, 5:53 PM ET
- Size
- 6.7 KB