TOMPKINS FINANCIAL CORP·4

Aug 13, 9:10 AM ET

McKenna John M 4

4 · TOMPKINS FINANCIAL CORP · Filed Aug 13, 2024

Insider Transaction Report

Form 4
Period: 2024-08-12
McKenna John M
EVP, Tompkins Bank of Castile
Transactions
  • Exercise/Conversion

    Stock Appreciation Rights (SAR)

    2024-08-123,4750 total
    Exercise: $49.22Exp: 2024-11-21Common Stock (3,475 underlying)
  • Exercise/Conversion

    Common Stock

    2024-08-12$49.22/sh+3,475$171,04017,545.915 total
  • Tax Payment

    Common Stock

    2024-08-12$54.94/sh3,291$180,80814,254.915 total
Holdings
  • Common Stock

    (indirect: By 401(k))
    125.209
  • Common Stock

    (indirect: By 401(k))
    2,065.738
Footnotes (2)
  • [F1]Shares withheld for Option cost and taxes
  • [F2]Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Documents

1 file
  • 4
    form4.xmlPrimary

    PRIMARY DOCUMENT