4//SEC Filing
PONDER MARK G 4
Accession 0001127602-24-025960
CIK 0001025835other
Filed
Oct 24, 8:00 PM ET
Accepted
Oct 25, 8:50 AM ET
Size
18.2 KB
Accession
0001127602-24-025960
Insider Transaction Report
Form 4
PONDER MARK G
SEVP, Chief Admin. Officer
Transactions
- Gift
Common Stock
2024-10-24−240→ 5,095 total
Holdings
- 4,878
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (4,878 underlying) - 200(indirect: By IRA)
Common Stock
- 862
Restricted Share Units
→ Common Stock (862 underlying) - 4,521
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81From: 2024-02-06Exp: 2031-02-25→ Common Stock (4,521 underlying) - 4,925
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (4,925 underlying) - 1,007(indirect: By 401(k))
Common Stock
- 17,177
Common Stock
- 7,460
Non Qualified Stock Option (Right to Buy)
Exercise: $39.50Exp: 2034-02-28→ Common Stock (7,460 underlying) - 1,425
Restricted Share Units
→ Common Stock (1,425 underlying) - 1,006
Restricted Share Units
→ Common Stock (1,006 underlying) - 6,652
Restricted Share Units
→ Common Stock (6,652 underlying)
Footnotes (11)
- [F1]Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.
- [F10]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
- [F11]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F2]These shares are held jointly with spouse.
- [F3]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F4]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F5]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F6]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
- [F7]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F8]The RSU's vest 100% in the first quarter of 2025, subject to continued employment by the reporting person.
- [F9]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001550076
Filing Metadata
- Form type
- 4
- Filed
- Oct 24, 8:00 PM ET
- Accepted
- Oct 25, 8:50 AM ET
- Size
- 18.2 KB