4//SEC Filing
JOHNSON GREGORY E 4
Accession 0001127602-24-026665
CIK 0000038777other
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 1:19 PM ET
Size
11.4 KB
Accession
0001127602-24-026665
Insider Transaction Report
Form 4
JOHNSON GREGORY E
DirectorCEO and President
Transactions
- Award
Common Stock, par value $.10
2024-11-05$20.95/sh+26,969$565,001→ 2,200,024 total - Award
Common Stock, par value $.10
2024-11-05+9,591→ 2,209,615 total
Holdings
- 7,319.266(indirect: By 401(k))
Common Stock, par value $.10
- 396,000(indirect: By Partnership)
Common Stock, par value $.10
- 249,765(indirect: By Trust)
Common Stock, par value $.10
- 25,119(indirect: By Spouse)
Common Stock, par value $.10
- 2,573,100(indirect: By Partnership)
Common Stock, par value $.10
Footnotes (8)
- [F1]During prior three years, the Reporting Person was granted certain restricted stock units subject to vesting over a three-year period based upon satisfaction of certain performance criteria. On November 5, 2024, the Issuer's Compensation Committee certified that certain performance criteria with respect to the Issuer's fiscal year ended September 30, 2024 were achieved, and therefore the amount of shares reported in Column 4 are scheduled to vest on December 1, 2024.
- [F2]Not applicable.
- [F3]Of the amount of securities beneficially owned, 62,273 shares represent unvested restricted stock unit awards (which excludes the unvested restricted stock units scheduled to vest on December 1, 2024 as reported in Footnote 1).
- [F4]Reporting Person holds shares in the Franklin Templeton 401(k) Retirement Plan. Information is based on a plan statement as of October 11, 2024.
- [F5]Shares held by Reporting Person's children or by Reporting Person as trustee for his children. Reporting Person disclaims beneficial ownership of such shares.
- [F6]Shares held by Reporting Person's spouse. Reporting Person disclaims beneficial ownership of such shares.
- [F7]Limited partnership under control of Reporting Person, and owned in part by irrevocable trusts for the benefit of Reporting Person's children. Reporting Person disclaims beneficial ownership of the children's trusts.
- [F8]Business limited partnership under control of Reporting Person.
Documents
Issuer
FRANKLIN RESOURCES INC
CIK 0000038777
Entity typeother
Related Parties
1- filerCIK 0001010262
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 1:19 PM ET
- Size
- 11.4 KB