Vitoc Vlad 4

Accession 0001127602-24-026731

CIK 0001878313other

View on SEC.gov Company Profile

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 4:25 PM ET

Size

34.2 KB

Accession

0001127602-24-026731

Insider Transaction Report

Form 4

Period: 2024-11-05

MAIA Biotechnology, Inc.MAIA

Vitoc Vlad

DirectorChief Executive Officer10% Owner

Transactions

Gift
Stock Options
2024-11-05$1.80/sh−19,981$35,966→ 149,519 total
Exercise: $1.80From: 2020-04-30Exp: 2030-04-01→ Common Stock (19,981 underlying)
Gift
Stock Options
2024-11-05$2.50/sh+41,254$103,135→ 41,254 total(indirect: See footnote)
Exercise: $2.50From: 2024-11-05Exp: 2033-05-30→ Common Stock (41,254 underlying)
Gift
Stock Options
2024-11-05$2.50/sh+41,253$103,133→ 41,253 total(indirect: See footnote)
Exercise: $2.50From: 2024-11-05Exp: 2033-05-31→ Common Stock (41,253 underlying)
Gift
Stock Options
2024-11-05$2.50/sh+41,253$103,133→ 41,253 total(indirect: See footnote)
Exercise: $2.50From: 2024-11-05Exp: 2033-05-31→ Common Stock (41,253 underlying)
Gift
Stock Options
2024-11-05$1.80/sh+19,982$35,968→ 19,982 total(indirect: See footnote)
Exercise: $1.80From: 2024-11-05Exp: 2030-04-01→ Common Stock (19,982 underlying)
Gift
Stock Options
2024-11-05$1.80/sh+19,982$35,968→ 19,982 total(indirect: See footnote)
Exercise: $1.80From: 2024-11-05Exp: 2030-04-01→ Common Stock (19,982 underlying)
Gift
Stock Options
2024-11-05$2.50/sh−41,254$103,135→ 82,506 total
Exercise: $2.50From: 2023-05-31Exp: 2033-05-30→ Common Stock (41,254 underlying)
Gift
Stock Options
2024-11-05$1.80/sh+19,981$35,966→ 19,981 total(indirect: See footnote)
Exercise: $1.80From: 2024-11-05Exp: 2030-04-01→ Common Stock (19,981 underlying)
Gift
Stock Options
2024-11-05$2.50/sh−41,253$103,133→ 41,253 total
Exercise: $2.50From: 2023-05-31Exp: 2033-05-30→ Common Stock (41,253 underlying)
Gift
Stock Options
2024-11-05$1.80/sh−19,982$35,968→ 129,537 total
Exercise: $1.80From: 2020-04-30Exp: 2030-04-01→ Common Stock (19,982 underlying)
Gift
Stock Options
2024-11-05$1.80/sh−19,982$35,968→ 109,555 total
Exercise: $1.80From: 2020-04-30Exp: 2030-04-01→ Common Stock (19,982 underlying)
Gift
Stock Options
2024-11-05$2.50/sh−41,253$103,133→ 0 total
Exercise: $2.50From: 2023-05-31Exp: 2033-05-30→ Common Stock (41,253 underlying)

Footnotes (12)

[F1]This transaction involves the reporting person's gift of 19,981 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F10]These securities are held by Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F11]This transaction involves the reporting person's gift of 41,253 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan to the Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
[F12]These securities are held by Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
[F2]These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F3]This transaction involves the reporting person's gift of 19,982 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
[F4]These securities are held by Lidia Maria Vitoc 2024 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child. The reporting person disclaims beneficial ownership of these securities held by his daughter.
[F5]This transaction involves the reporting person's gift of 19,982 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on April 30, 2020) under the Company's 2018 Stock Option Plan to the Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F6]These securities are held by Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F7]This transaction involves the reporting person's gift of 41,254 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan) to the Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F8]These securities are held by Leia Violeta Ioana Vitoc 2022 MAIA Irrevocable Trust for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
[F9]This transaction involves the reporting person's gift of 41,253 shares of MAIA Biotechnology, Inc.'s (the "Company") common stock held in options granted (which options fully vested on May 31, 2023) under the Company's 2021 Stock Option Plan to the Maia Laetitia Cristian Vitoc 2022 MAIA Irrevocable Trust, for the benefit of Mr. Vitoc's child, for which Mr. Vitoc's spouse serves as the trustee. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.

Documents

1 file

4
form4.xmlPrimary
PRIMARY DOCUMENT

Issuer

MAIA Biotechnology, Inc.

CIK 0001878313

→

Entity typeother

Related Parties

filerCIK 0001913257

Filing Metadata

Form type: 4
Filed: Nov 6, 7:00 PM ET
Accepted: Nov 7, 4:25 PM ET
Size: 34.2 KB

View on SEC.gov