ROMAINE STEPHEN S 4
4 · TOMPKINS FINANCIAL CORP · Filed Nov 13, 2024
Insider Transaction Report
Form 4
ROMAINE STEPHEN S
DirectorPresident & CEO
Transactions
- Tax Payment
Common Stock
2024-11-12$74.62/sh−308$22,983→ 67,034.697 total - Award
Common Stock
2024-11-12$74.62/sh+3,480$259,678→ 67,342.697 total
Holdings
- 5,683.435(indirect: by ESOP)
Common Stock
- 10,871.06(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Restricted stock was granted pursuant to the Tompkins Financial Corporation 2019 Equity Incentive Plan. Restricted stock grants have a five-year vesting schedule with 0% vesting in year one and 25% vesting in years two through five. The grant will expire ten years from the date of the grant.
- [F2]Deemed disposition of shares to the Issuer to pay for taxes upon vesting of restricted stock.