Home/Filings/4/0001127602-25-001296
4//SEC Filing

Johnson Patricia A 4

Accession 0001127602-25-001296

CIK 0001005817other

Filed

Jan 15, 7:00 PM ET

Accepted

Jan 16, 11:05 AM ET

Size

7.4 KB

Accession

0001127602-25-001296

Insider Transaction Report

Form 4
Period: 2025-01-15
Transactions
  • Exercise/Conversion

    Phantom Stock

    2025-01-15710.5310 total
    Common Stock (710.531 underlying)
  • Exercise/Conversion

    Common Stock Drip

    2025-01-15+710.5315,218.444 total
Footnotes (2)
  • [F1]Includes change in beneficial ownership of 710.531 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement.
  • [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.

Issuer

TOMPKINS FINANCIAL CORP

CIK 0001005817

Entity typeother

Related Parties

1
  • filerCIK 0001362027

Filing Metadata

Form type
4
Filed
Jan 15, 7:00 PM ET
Accepted
Jan 16, 11:05 AM ET
Size
7.4 KB