SPAIN MICHAEL H 4
4 · TOMPKINS FINANCIAL CORP · Filed Jan 16, 2025
Insider Transaction Report
Form 4
SPAIN MICHAEL H
Director
Transactions
- Exercise/Conversion
Common Stock
2025-01-15+1,506.641→ 137,850.697 total - Exercise/Conversion
Phantom Stock
2025-01-15−1,506.641→ 6,026.563 total→ Common Stock (1,506.641 underlying)
Holdings
- 42,049(indirect: By Trust)
Common Stock
- 0.615(indirect: By Partnership)
Common Stock
Footnotes (2)
- [F1]Includes change in beneficial ownership of 1,506.641 shares from indirect to direct, as a result of distribution pursuant to the Director's Deferred Stock Retainer Agreement.
- [F2]Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.