4//SEC Filing
SCHMIDT JOHN K 4
Accession 0001127602-25-002863
CIK 0000101382other
Filed
Feb 3, 7:00 PM ET
Accepted
Feb 4, 8:58 AM ET
Size
8.7 KB
Accession
0001127602-25-002863
Insider Transaction Report
Form 4
SCHMIDT JOHN K
Director
Transactions
- Award
Common Stock
2025-01-31+21,818→ 21,818 total(indirect: By Spouse) - Award
Common Stock
2025-01-31+32,468→ 32,468 total - Award
Common Stock
2025-01-31+2,629→ 2,629 total(indirect: By 401(k))
Footnotes (3)
- [F1]Acquired as a result of a merger pursuant to the previously announced Agreement and Plan of Merger, dated as of April 28, 2024, by and among UMB Financial Corporation ("UMB"), Blue Sky Merger Sub Inc., and Heartland Financial USA, Inc. ("HTLF"), as it may be amended from time to time (the "Merger Agreement").
- [F2]Pursuant to the Merger Agreement, each share of HTLF common stock was converted into 0.5500 shares of UMB common stock, with cash payable in lieu of any fractional shares. In addition, pursuant to the Merger Agreement, each restricted stock unit held by the reporting person as of immediately prior to the effective time, fully vested, was cancelled and was converted into a right to receive 0.5500 shares of UMB common stock, $1.00 par value, for each share of HTLF common stock underlying such restricted stock unit, with cash payable in lieu of any fractional shares.
- [F3]Of these shares 1378.3 are held as JTWROS and 550 are held in Jt. Ten.
Documents
Issuer
UMB FINANCIAL CORP
CIK 0000101382
Entity typeother
Related Parties
1- filerCIK 0001184329
Filing Metadata
- Form type
- 4
- Filed
- Feb 3, 7:00 PM ET
- Accepted
- Feb 4, 8:58 AM ET
- Size
- 8.7 KB