4//SEC Filing
Axel Robert 4
Accession 0001127602-25-004422
CIK 0001137774other
Filed
Feb 11, 7:00 PM ET
Accepted
Feb 12, 5:18 PM ET
Size
14.5 KB
Accession
0001127602-25-004422
Insider Transaction Report
Form 4
Axel Robert
SVP and Controller
Transactions
- Tax Payment
Common Stock
2025-02-10$112.09/sh−1,254$140,561→ 9,939 total - Award
2025 Performance Shares
2025-02-10+4,372→ 4,372 totalExercise: $0.00→ Common Stock (4,372 underlying) - Exercise/Conversion
Common Stock
2025-02-10+3,292→ 11,193 total - Award
2025 Restricted Stock Units
2025-02-10+1,874→ 1,874 totalExercise: $0.00→ Common Stock (1,874 underlying) - Exercise/Conversion
2022 Performance Shares
2025-02-10−4,039→ 0 totalExercise: $0.00→ Common Stock (4,039 underlying)
Holdings
- 1,336(indirect: By 401(k))
Common Stock
Footnotes (7)
- [F1]The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.
- [F2]Represents shares withheld for the payment of taxes.
- [F3]Amount reported has been adjusted to include 41 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2023, and December 31, 2024, based on a plan statement dated December 31, 2024. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).
- [F4]The Restricted Stock Units convert to common stock on a 1 to 1 basis.
- [F5]The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.
- [F6]The performance shares convert to common stock on a 1 to 1 basis.
- [F7]Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.
Documents
Issuer
PRUDENTIAL FINANCIAL INC
CIK 0001137774
Entity typeother
Related Parties
1- filerCIK 0001602678
Filing Metadata
- Form type
- 4
- Filed
- Feb 11, 7:00 PM ET
- Accepted
- Feb 12, 5:18 PM ET
- Size
- 14.5 KB