4//SEC Filing
Katz Michael Robert 4
Accession 0001127602-25-005946
CIK 0001535929other
Filed
Feb 19, 7:00 PM ET
Accepted
Feb 20, 4:11 PM ET
Size
19.9 KB
Accession
0001127602-25-005946
Insider Transaction Report
Form 4
Katz Michael Robert
See Remarks
Transactions
- Exercise/Conversion
Common Stock
2025-02-18+5,147→ 36,255 total - Exercise/Conversion
Common Stock
2025-02-18+6,813→ 43,068 total - Tax Payment
Common Stock
2025-02-18$75.67/sh−5,488$415,277→ 37,580 total - Award
Performance Stock Unit
2025-02-18+15,319→ 51,317 total→ Common Stock (15,319 underlying) - Exercise/Conversion
Performance Stock Unit
2025-02-18−5,147→ 46,170 total→ Common Stock (5,147 underlying) - Award
Restricted Stock Units
2025-02-18+13,529→ 29,490 total→ Common Stock (13,529 underlying) - Exercise/Conversion
Restricted Stock Units
2025-02-18−6,813→ 22,677 total→ Common Stock (6,813 underlying)
Holdings
- 56,187
Performance-Based Stock Options
→ Common Stock (56,187 underlying) - 842.186
Deferred Savings Plan Issuer Stock Units
→ Common Stock (842.186 underlying)
Footnotes (9)
- [F1]Delivery of shares of the Company's common stock was made to the reporting person without the payment of any consideration in connection with the vesting of the underlying restricted stock units that were awarded as compensation.
- [F2]The stock units will vest based on their respective award agreements.
- [F3]The number of shares of common stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of common stock delivered upon the vesting date (February 15, 2028) can range from 0% to 150% of the number presented above.
- [F4]The performance stock units were awarded as compensation and converted to common stock based on the achievement of certain performance factors.
- [F5]1/3 of the restricted stock units will vest on February 17, 2026, 1/3 on February 16, 2027 and 1/3 on February 15, 2028.
- [F6]The restricted stock units were awarded as compensation and converted to common stock on a 1 to 1 basis upon the vesting date.
- [F7]The options vest based on the conditions set forth in their respective agreements.
- [F8]Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in the units to alternative investments in the future.
- [F9]Includes a dividend of 10.235 shares.
Documents
Issuer
Voya Financial, Inc.
CIK 0001535929
Entity typeother
Related Parties
1- filerCIK 0001853487
Filing Metadata
- Form type
- 4
- Filed
- Feb 19, 7:00 PM ET
- Accepted
- Feb 20, 4:11 PM ET
- Size
- 19.9 KB