4//SEC Filing
BAUCHE DOUGLAS 4
Accession 0001127602-25-008495
CIK 0001025835other
Filed
Mar 5, 7:00 PM ET
Accepted
Mar 6, 11:05 AM ET
Size
18.9 KB
Accession
0001127602-25-008495
Insider Transaction Report
Form 4
BAUCHE DOUGLAS
SEVP, Chief Credit Officer
Transactions
- Award
Restricted Share Units
2025-03-04+1,371→ 1,371 total→ Common Stock (1,371 underlying) - Award
Non Qualified Stock Option (Right to Buy)
2025-03-04+4,100→ 4,100 totalExercise: $57.17Exp: 2035-03-04→ Common Stock (4,100 underlying)
Holdings
- 4,730
Non Qualified Stock Option (Right to Buy)
Exercise: $43.81From: 2024-02-06Exp: 2031-02-25→ Common Stock (4,730 underlying) - 5,081
Non Qualified Stock Option (Right to Buy)
Exercise: $48.34Exp: 2032-02-24→ Common Stock (5,081 underlying) - 5,105
Non Qualified Stock Option (Right to Buy)
Exercise: $54.46Exp: 2033-02-28→ Common Stock (5,105 underlying) - 7,786
Non Qualified Stock Option (Right to Buy)
Exercise: $39.50Exp: 2034-02-28→ Common Stock (7,786 underlying) - 1,043
Restricted Share Units
→ Common Stock (1,043 underlying) - 1,487
Restricted Share Units
→ Common Stock (1,487 underlying) - 3,023(indirect: By 401(k))
Common Stock
- 23,894
Common Stock
- 6,652
Restricted Share Units
→ Common Stock (6,652 underlying)
Footnotes (10)
- [F1]These securities are represented by units held in a unitized stock fund through the Company's 401(k) Plan. The unitized stock fund consists of cash and common stock in amounts that vary from time to time.
- [F10]The option becomes exercisable in the first quarter of 2028, subject to continued employment by the reporting person.
- [F2]This option becomes exercisable in the first quarter of 2025, subject to continued employment by the reporting person.
- [F3]This option becomes exercisable in the first quarter of 2026, subject to continued employment by the reporting person.
- [F4]This option becomes exercisable in the first quarter of 2027, subject to continued employment by the reporting person.
- [F5]The RSU's were granted pursuant to the Company's 2018 Stock Incentive Plan. Each RSU represents the right to receive one share of Common Stock, subject to adjustment as provided in the Grant Agreement.
- [F6]The RSU vest 100% in the first quarter of 2026, subject to continued employment by the reporting person.
- [F7]The RSU's vest 100% in the first quarter of 2027, subject to continued employment by the reporting person.
- [F8]The RSUs vest over six years in one-third installments on each of February 24, 2024, February 24, 2026, and February 24, 2028. Vesting is subject to continued employment of the reporting person. On each vesting date, for each RSU vesting on such date, the reporting person will receive one share of Common Stock.
- [F9]The RSU's vest 100% in the first quarter of 2028, subject to continued employment by the reporting person.
Documents
Issuer
ENTERPRISE FINANCIAL SERVICES CORP
CIK 0001025835
Entity typeother
Related Parties
1- filerCIK 0001682456
Filing Metadata
- Form type
- 4
- Filed
- Mar 5, 7:00 PM ET
- Accepted
- Mar 6, 11:05 AM ET
- Size
- 18.9 KB