KAPPLER ANN M 4
4 · PRUDENTIAL FINANCIAL INC · Filed Sep 3, 2025
Insider Transaction Report
Form 4
KAPPLER ANN M
EVP and General Counsel
Transactions
- Sale
Common Stock
2025-08-29$109.65/sh−4,000$438,600→ 21,506 total
Holdings
- 863(indirect: By 401(k))
Common Stock
Footnotes (2)
- [F1]Following the transaction reported on this Form 4, Ann Kappler continues to hold 21,506 shares directly and 863 shares indirectly in a 401(k) account. Ann Kappler also holds an additional 9,952 vested stock options, 14,273 restricted stock units and 63,636 target performance shares (the exact number awarded being dependent on achievement of performance goals).
- [F2]Amount reported has been adjusted to include 41 shares of Issuer common stock acquired by the reporting person under The Prudential Employee Savings Plan between December 31, 2024, and August 28, 2025. The acquisition of such shares was exempt from Section 16 pursuant to Rules 16b-3(c) and 16a-3(f)(1)(i)(B).