13F-HR 1 dowd13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 03/31/01 Check here if Amendment [ ] ; Amendment Number: ___ This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Fred L. Dowd Address: 104 South Wolcott, Suite 740 Casper, WY 82601 Form 13F File Number: 28-06153 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Fred L. Dowd Title: Registered Investment Advisor Phone: 307-234-2169 Fred L. Dowd Casper, Wyoming May 1, 2001 ___________________________ Fred L. Dowd Report Type (check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 84 Form 13F Information Table Value Total: $119,294 (x 1000) List of Other Included Managers: N/A

FORM 13F INFORMATION TABLE NAME OF SECURITY CUSIP VALUE SH/PRN INVESTMENT OTHER VOTING AUTH ISSUER CLASS (x $1000) PUT/CALL DISCRETION MANAGERS SOLE ~~A G EDWARDS INC EQUITIES 281760108 1,483 31,270 SH Sole N/A 31,270~~ ABBOTT LABS EQUITIES 2824100 ~~279~~272 5,770 SH Sole N/A 5,770 AMERICA ONLINE INC EQUITIES 02364J104 ~~820~~445 ~~23,394 SH Sole N/A 23,394 AMGEN INC EQUITIES 31162100 682~~ 10,~~720~~874 SH Sole N/A 10,~~720~~874 ~~AMPHENOL CORP NEW CLASS EQUITIES 032095101 268 6,830 SH Sole N/A 6,830~~ ANALOG DEVICES INC EQUITIES 32654105 42,~~956~~243 9661,~~830~~900 SH Sole N/A 9661,~~830~~900 ANHEUSER BUSCH EQUITIES 35229103 4,~~348~~326 9594,~~550~~200 SH Sole N/A 9594,~~550~~200 APACHE CORP EQUITIES 37411105 43,~~887~~258 6956,~~755~~560 SH Sole N/A 6956,~~755~~560 ~~APPLIED MICRO CIRCUITS EQUITIES 03822W109 794 10,580 SH Sole N/A 10,580~~ ATMEL CORP EQUITIES 49513104 ~~730~~263 6228,~~814~~180 SH Sole N/A 6228,~~813~~180 AVANEX CORP EQUITIES 05348W109 ~~4,147~~839 6983,~~020~~864 SH Sole N/A 6983,~~020~~864 AVOCENT CORP EQUITIES 53893103 1,~~741~~200 6456,~~490~~991 SH Sole N/A 6456,~~490~~991 BEST BUY CO INC EQUITIES 86516101 3,~~367~~720 ~~113~~100,~~910~~865 SH Sole N/A ~~113~~100,~~910~~865 ~~BROADCOM~~BORLAND SOFTWARE CORP EQUITIES ~~111320107~~99849101 ~~290~~209 330,~~455~~220 SH Sole N/A 330,~~455~~220 C & D TECHNOLOGIES INC EQUITIES 124661109 ~~673~~767 1529,~~585~~960 SH Sole N/A 1529,~~585~~960 CALPINE CORP EQUITIES 131347106 65,~~913~~808 ~~153~~111,~~420~~205 SH Sole N/A ~~153~~111,~~420~~205 CAPSTONE TURBINE CORP EQUITIES 14067D102 ~~259~~602 921,~~260~~200 SH Sole N/A 921,~~260~~200 CATERPILLAR INC EQUITIES 149123101 2,608 58,725 SH Sole N/A 58,725 CISCO SYSTEMS INC EQUITIES 17275R102 81,~~559~~541 ~~223~~101,~~209~~544 SH Sole N/A ~~223~~101,~~209~~544 CITIGROUP INC EQUITIES 172967101 126,~~259~~206 ~~240~~136,~~017~~387 SH Sole N/A ~~240~~136,~~017~~387 CLEAR CHANNEL COMMUNICATIONS EQUITIES 184502102 ~~423~~251 84,~~740~~665 SH Sole N/A 84,~~740~~665 COGNIZANT TECH SOLUTIONS EQUITIES 192446102 21,~~487~~365 6842,~~440~~315 SH Sole N/A 6842,~~440~~315 COMVERSE TECHNOLOGY EQUITIES 205862402 ~~2,825~~412 267,~~010~~300 SH Sole N/A 267,~~010~~300 CORNING INCORPORATED EQUITIES 219350105 ~~2,056~~828 3840,~~925~~955 SH Sole N/A 3840,~~925~~955 CREE RESEARCH INC EQUITIES 225447101 93,~~251~~364 ~~259~~237,~~160~~691 SH Sole N/A ~~259~~237,~~160~~691 CROSS TIMBERS OIL CO EQUITIES 227573102 108,~~080~~201 ~~363~~333,~~249~~941 SH Sole N/A ~~363~~333,~~249~~941 DEVON ENERGY CORP EQUITIES 25179M103 318 5,700 SH Sole N/A 5,700 EARTHSHELL CONTAINER EQUITIES 27032B100 2848 22,000 SH Sole N/A 22,000 ELAN CORPORATION PLC EQUITIES 284131208 12,~~564~~835 3354,~~420~~950 SH Sole N/A 3354,~~420~~950 ~~ELECTRONICS~~ELANTEC ~~BOUTIQUE~~SEMICONDUCTOR ~~HLDGS~~ EQUITIES ~~286045109~~284155108 ~~668~~502 3819,~~200~~684 SH Sole N/A 3819,~~200~~684 ELECTRONICS ~~FOR~~BOUTIQUE ~~IMAGING~~HLDGS EQUITIES ~~286082102~~286045109 ~~192~~697 1329,~~750~~100 SH Sole N/A 1329,~~750~~100 ~~ELI~~ELECTRONICS ~~LILLY~~FOR &IMAGING ~~CO.~~ EQUITIES ~~532457108~~286082102 ~~223~~262 211,~~400~~100 SH Sole N/A 211,~~400~~100 ~~EMC~~EXXON ~~CORP~~MOBIL CORPORATION EQUITIES ~~268648102~~30231G102 ~~4,223~~209 632,~~511~~581 SH Sole N/A 632,~~511~~581 ~~EXXON~~FEDERAL ~~MOBIL~~HOME ~~CORPORATION~~LOAN MORTGAGE EQUITIES ~~30231G102~~313400301 ~~224~~ 2,~~574~~430 37,495 SH Sole N/A 237,~~574~~495 FLEXTRONICS INTERNATIONAL LTD EQUITIES Y2573F102 41,~~593~~828 ~~161~~121,~~145~~880 SH Sole N/A ~~161~~121,~~145~~880 ~~GENENTECH~~GENERAL ~~INC~~ELEC COMPANY EQUITIES ~~368710406~~369604103 ~~1,935~~482 2311,~~746~~511 SH Sole N/A 2311,~~746~~511 ~~GENERAL~~GLOBAL ~~ELEC~~CROSSING ~~COMPANY~~LIMITED EQUITIES ~~369604103~~G3921A100 ~~686~~5,201 14385,~~306~~582 SH Sole N/A 14385,~~306~~582 GLOBAL ~~CROSSING~~INDUSTRIES LIMITED EQUITIES ~~G3921A100~~379336100 ~~3,368~~160 ~~235~~11,~~334~~000 SH Sole N/A ~~235~~11,~~334~~000 GLOBALSTAR TELECOM EQUITIES G3930H104 1911 2018,685 SH Sole N/A 2018,685 HALLIBURTON CO EQUITIES 406216101 ~~448~~397 1210,~~350~~800 SH Sole N/A 1210,~~350~~800 HARRAHS ENTERTAINMENT EQUITIES 413619107 208 7,070 SH Sole N/A 7,070 HOME DEPOT INC EQUITIES 437076102 ~~509~~294 106,~~770~~810 SH Sole N/A 106,~~770~~810 IBM CORP EQUITIES 459200101 ~~587~~362 63,~~909~~764.~~2425~~4319 SH Sole N/A 63,~~909~~764.~~2425~~4319 ICOS CORPORATION EQUITIES 449295104 129,~~044~~568 ~~231~~201,~~900~~435 SH Sole N/A ~~231~~201,~~900~~435 ILOG S A EQUITIES 452360100 ~~2,207~~783 9160,~~480~~521 SH Sole N/A 9160,~~480~~521 IMATRON INC EQUITIES 452906100 2528 1814,~~400~~900 SH Sole N/A 1814,~~400~~900 ~~INPRISE~~INFOCUS ~~CORPORATION~~CORP EQUITIES ~~45766C102~~45665B106 661,329 1281,~~000~~180 SH Sole N/A 1281,~~000~~180 INTEL CORPORATION EQUITIES 458140100 ~~507~~403 1615,~~862~~332 SH Sole N/A 1615,~~862~~332 INTERNATIONAL RECTIFIER EQUITIES 460254105 34,~~132~~494 ~~104~~110,~~390~~960 SH Sole N/A ~~104~~110,~~390~~960 IRVINE SENSORS CORPORATION EQUITIES 463664102 3233 2622,600 SH Sole N/A 2622,600 IVAX CORPORATION EQUITIES 465823102 ~~1,236~~904 3228,~~275~~685 SH Sole N/A 3228,~~275~~685 JACO ELECTRONICS INC EQUITIES 469783104 ~~317~~198 4334,~~485~~735 SH Sole N/A 4334,~~485~~735 JDS UNIPHASE CORPORATION EQUITIES 46612J101 ~~3,786~~275 9014,~~820~~943 SH Sole N/A 9014,~~820~~943 JOHNSON & JOHNSON EQUITIES 478160104 1,~~744~~168 1613,~~604~~354 SH Sole N/A 1613,~~604~~354 ~~JUNIPER~~MERCK ~~NETWORKS~~& COMPANY INC EQUITIES ~~48203R104~~589331107 384 5,057 SH Sole N/A 5,057 MFS SPECIAL VALUE TRUST EQUITIES 55274E102 1,~~029~~207 882,~~160~~386.974 SH Sole N/A 882,~~160~~386.974 ~~MERCK~~MICAP &400 ~~COMPANY~~SPDRS ~~INC~~TRUST EQUITIES ~~589331107~~595635103 ~~473~~1,095 512,~~057~~975 SH Sole N/A 512,~~057~~975 NABI INC EQUITIES 628716102 ~~108~~145 23,450 SH Sole N/A 23,450 NABORS INDUSTRIES INC EQUITIES 629568106 ~~590~~515 9,~~980~~935 SH Sole N/A 9,~~980~~935 ~~NETWORK~~NASDAQ ~~APPLIANCE~~100 ~~INC~~TRUST EQUITIES ~~64120L104~~631100104 ~~415~~1,122 628,~~470~~651 SH Sole N/A 628,~~470~~651 NETWORK ASSOCIATES INC EQUITIES 640938106 ~~259~~423 6151,~~870~~260 SH Sole N/A 6151,~~870~~260 NOBLE DRILLING CORPORATION EQUITIES 655042109 ~~479~~393 118,~~020~~520 SH Sole N/A 118,~~020~~520 ~~NOKIA CORPORATION EQUITIES 654902204 338 7,780 SH Sole N/A 7,780~~ NORTEL NETWORKS CORPORATION EQUITIES 656568102 41,~~426~~412 ~~138~~100,~~051~~534 SH Sole N/A ~~138~~100,~~051~~534 OPTIBASE LIMITED EQUITIES M7524R108 ~~163~~134 24,~~650~~150 SH Sole N/A 24,~~650~~150 OPTICARE HEALTH SYSTEMS EQUITIES 68386P105 4428 88,427 SH Sole N/A 88,427 OPTIMAL ROBOTICS CORPORATION EQUITIES 68388R208 ~~401~~267 1112,~~950~~250 SH Sole N/A 1110,~~950~~250 ORACLE CORPORATION EQUITIES 68389X105 ~~1,435~~477 4931,~~382~~858 SH Sole N/A 4931,~~382~~858 PFIZER INC EQUITIES 717081103 21,~~081~~604 4539,~~240~~161 SH Sole N/A 4539,~~240~~161 ~~PMC-SIERRA INC EQUITIES 69344F106 501 6,369 SH Sole N/A 6,369~~ PMI GROUP INC EQUITIES 69344M101 ~~1,690~~209 243,~~966~~221 SH Sole N/A 243,~~966~~221 POLYCOM INC EQUITIES 73172K104 ~~3,032~~875 9470,~~206~~746 SH Sole N/A 9470,~~206~~746 ~~POWER-ONE INC EQUITIES 739308104 1,801 45,805 SH Sole N/A 45,805 QAD INC EQUITIES 74727D108 57 48,370 SH Sole N/A 48,370~~ QUALCOMM INC EQUITIES 747525103 32,~~947~~201 4838,~~027~~870 SH Sole N/A 4838,~~027~~870 QWEST COMMUNICATIONS EQUITIES 749121109 ~~424~~250 107,~~384~~134 SH Sole N/A 107,~~384~~134 RADCOM LIMITED EQUITIES M81865103 ~~816~~509 ~~296~~280,~~822~~602 SH Sole N/A ~~296~~208,~~822~~602 RF MICROWAVE INC EQUITIES 749941100 ~~628~~215 2218,~~882~~442 SH Sole N/A 2218,~~882~~442 ~~SCHERING PLOUGH CORPORATION EQUITIES 806605101 340 6,000 SH Sole N/A 6,000~~ SCIENTIFIC ATLANTA INC EQUITIES 808655104 1,~~021~~093 3126,~~366~~291 SH Sole N/A 3126,~~366~~291 ~~SDL INC EQUITIES 784076101 324 2,185 SH Sole N/A 2,185~~ SIEBEL SYSTEMS INC EQUITIES 826170102 ~~304~~283 410,~~500~~390 SH Sole N/A 410,~~500~~390 SOUTHWEST AIRLINES EQUITIES 844741108 64,~~867~~517 ~~204~~254,~~810~~467 SH Sole N/A ~~204~~254,~~810~~467 SUN MICROSYSTEMS INC EQUITIES 866810104 52,~~147~~068 ~~184~~134,~~634~~535 SH Sole N/A ~~184~~134,~~634~~535 ~~TEXAS~~SYMBOL ~~INSTRUMENTS~~TECHNOLOGIES INC EQUITIES ~~882508104~~871508107 ~~817~~930 1726,~~255~~662 SH Sole N/A 1726,~~255~~662 TITAN PHARMACEUTICALS EQUITIES 888314101 ~~2,428~~436 6819,~~640~~660 SH Sole N/A 6819,~~640~~660 ~~TOWER~~TRANSOCAN ~~SEMICONDUCTOR~~SEDCO ~~LIMITED~~FOREX EQUITIES ~~M87915100~~G90078109 ~~170~~1,168 1626,~~100~~946 SH Sole N/A 1626,~~100~~946 ~~TRANSOCAN~~UNIFY ~~SEDCO~~CORP ~~FOREX~~ EQUITIES ~~G90078109~~904743101 ~~1,551~~38 33102,~~716~~448 SH Sole N/A 33102,~~716~~448 UNITED TECHNOLOGIES EQUITIES 913017109 ~~566~~381 75,200 SH Sole N/A 75,200 VASOMEDICAL INC EQUITIES 922321104 97167 4443,~~500~~900 SH Sole N/A 4443,~~500~~900 ~~VERISIGN~~VERITY INC EQUITIES ~~9.23E+106~~92343C106 ~~214~~1,763 277,~~882~~730 SH Sole N/A 21,~~882~~763 ~~VERITAS~~WAL ~~SOFTWARE~~MART ~~COMPANY~~STORES INC EQUITIES ~~923436109~~931142103 ~~259~~7,915 2156,~~955.1125~~729 SH Sole N/A 2156,~~955.1125~~729 ~~WAL~~WASHINGTON ~~MART~~MUTUAL ~~STORES~~ INC EQUITIES ~~931142103~~939322103 9671 12,~~890~~250 ~~186~~SH Sole N/A 12,~~174~~250 WIRELESS FACILITIES EQUITIES 97653A103 125 30,275 SH Sole N/A ~~186~~30,~~174~~275 ZENIX INCOME FD INC EQUITIES 989414107 94162 2333,~~063~~563 SH Sole N/A 2333,~~063~~563

/TEXT /DOCUMENT /SUBMISSION

Filing Compare · DOWD FRED L CO